Page 20 - 期货和衍生品行业监管动态（2024年12月刊）

期货和衍生品行业监管动态

“不断演变的交易所格局带来了新的监管挑战。本报告中的良好实践将帮助

监管机构在保持市场监管的同时，确保市场诚信并保护投资者利益。IOSCO 将

继续支持这些努力。”

IOSCO Publishes Final Report on Regulatory Implications and Good Practices

on the Evolution of Market Structures (2024/11/29)

IOSCO has today published its Final Report on the Evolution in the Operation,

Governance, and Business Models of Exchanges.

The Final Report addresses significant changes in exchange business models and

market structures, highlighting the impact of increased competition, technological

advancements, and cross-border activity on exchanges.

Additionally, it outlines a set of six good practices for regulators to consider in

the supervision of exchanges that cover three key areas:

? Organization of Exchanges and Exchange Groups

? Supervision of Exchanges and Trading Venues within Exchange Groups

? Supervision of Multinational Exchange Groups

The good practices are also complemented by a non-exclusive list of supervisory
tools used by IOSCO jurisdictions to address the issues under discussion, in the form

of “toolkits”.

Isadora Tarola, Chair of IOSCO’s Committee on Regulation of Secondary

Markets (Committee 2), said: “The evolving landscape of exchanges presents new

regulatory challenges. The good practices in this report will help regulators maintain

oversight while ensuring market integrity and investor protection. IOSCO remains

committed to supporting these efforts.”

https://www.iosco.org/news/pdf/IOSCONEWS751.pdf

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