Page 25 - 期货和衍生品行业监管动态（2024年12月刊）

期货和衍生品行业监管动态

$2.6 billion in civil monetary penalties and $14.5 billion in disgorgement and

restitution.

In FY 2024, the agency brought 58 new actions including precedent-setting

digital asset commodities cases, its first actions addressing fraud in voluntary carbon

credit markets, complex manipulation cases in various markets, and significant

compliance cases – including its largest compliance case ever. The CFTC also

continued to vigorously litigate pending actions, resulting in significant litigation

victories and recoveries.

“The CFTC remains steadfast in its duties to protect customers and vigorously

oversee CFTC-regulated markets critical to the health of the U.S. economy,”

Chairman Rostin Behnam said. “Misconduct in our jurisdictional markets is rarely

confined, especially as these boundaries are continually being redefined by disruptive

technology. I commend our Division of Enforcement for remaining thoughtful and

agile in its response to evolving markets and a growing pool of participants. Their

dedication to holding accountable those who violate the Commodity Exchange Act is

invaluable to the American public.”

“Our actions in FY 2024 reflect our commitment to holding recidivist actors
accountable, obtaining meaningful monetary relief and sanctions, and implementing

robust remediation measures,” said Director of Enforcement Ian McGinley. “This was

a year of large-scale, complex cases and settlements in both our traditional markets

and in areas of increasing importance, such as voluntary carbon markets. We are

committed to prioritizing strong, effective, and focused enforcement to deter future

misconduct. I thank our division staff for their unwavering dedication this year; with

their expertise and professionalism they are staunch defenders of our markets.”

https://www.cftc.gov/PressRoom/PressReleases/9011-24

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