Page 16 - 期货和衍生品行业监管动态（2024年12月刊）

期货和衍生品行业监管动态

该最终报告反映了 2024 年 1 月 26 日启动的公开征求意见的结果，并收到了

利益相关者的宝贵反馈。

IOSCO 衍生品委员会（第 7 委员会）主席 Kevin Fine 表示：

“交易后风险缓释服务的使用随着市场参与者努力提高其在场外衍生品使

用中的效率而持续增长。这些良好实践是重要的工具，有助于缓解我们在分析中

所识别到的潜在风险。”

IOSCO Publishes Its Final Report on Post Trade Risk Reduction Services:

Sound Practices for Consideration (2024/11/25)

IOSCO today published its Final Report on Post Trade Risk Reduction Services:

Sound Practices for Consideration.

IOSCO continues to follow the evolution of Post Trade Risk Reduction Services

(PTRRS). While PTRRS provide certain clear benefits, such as the reduction of risk

and improved efficiency, the offering and increased use of PTRRS may also present

challenges for over-the-counter (OTC) market participants. These include risks

relating to control and governance around algorithms, fair treatment of participants,

data protection, legal certainty, and operational resilience.

The Final Report on Post Trade Risk Reduction Services highlights potential

policy considerations and risks associated with using and offering of PTRRS and

presents seven sound practices in this area as guidance to IOSCO members and

regulated users of PTRRS.

The seven sound practices cover the following areas:

? Transparency, governance, comprehensibility and fairness of the algorithm;

? Operational risk;

? Data integrity and security and regulatory data;

? Legal certainty;

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