Page 18 - 期货和衍生品行业监管动态（2024年12月刊）

期货和衍生品行业监管动态

衍生品的透明度问题，并确保商品衍生品市场有序运行。IOSCO 认为，正确实

施这些特定原则有助于缓解外部因素对商品衍生品市场的干扰影响，正如近期市

场所经历的那样。

该报告向 IOSCO 成员提出了关于特定原则实施的改善建议，并表示将继续

在场外衍生品市场领域开展进一步工作。

IOSCO 衍生品委员会（第 7 委员会）主席 Kevin Fine 表示：“加强大宗商

品市场的韧性仍然是全球监管机构的优先事项。本报告中的建议将帮助 IOSCO

成员更好地实施相关原则，提升市场的韧性。”

IOSCO Publishes Its Report – Targeted Implementation Review on Principles

for the Regulation and Supervision of Commodity Derivatives Markets

(2024/11/25)

IOSCO today published its Report - Targeted Implementation Review on

Principles for the Regulation and Supervision of Commodity Derivatives Markets.

Recent commodity market volatility and the price spikes in energy and

agricultural derivatives markets highlight the importance of a proper implementation

of the IOSCO “Principles for the Regulation and Supervision of Commodity

Derivatives Markets” (Principles) which objective is to ensure that the commodity
derivatives markets serve their fundamental functions of facilitating price discovery

and hedging, while remaining free from manipulation and abusive practices.

IOSCO conducted a targeted implementation review (the Review) of five

Selected Principles, Principle 9, 12, 14, 15, and 16 that aim to address excessive

commodity market volatility, over-the-counter (OTC) derivatives transparency and

orderly functioning of the commodity derivatives markets.

IOSCO views that an appropriate implementation of the Selected Principles

would help mitigate the impact of external factors which may disrupt commodity

markets, as recently experienced.

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