Page 24 - 期货和衍生品行业监管动态（2024年8月刊）

期货和衍生品行业监管动态

标准草案将通过采用为法律实体、金融工具和其他数据设计的的通用标识符，

促进金融监管机构之间的金融监管数据协同工作能力。除此之外，该草案还将进

一步推动向金融监管机构传输数据的格式和方式的标准化。

该草案是 2022 年《金融数据透明法案》（FDTA）实施的一部分。尽管 CFTC

在 FDTA 中没有被特别提及，但财政部长在 2024 年 5 月 3 日指定 CFTC 为其覆

盖范围内的机构。虽然这一指定并未要求 CFTC 发布采纳数据报告技术标准草案

的单独规则，此次意见征集将为相关方提供在早期阶段发表意见的机会。

CFTC Approves a Joint Rule Proposal to Establish Technical Data Reporting

Standards (2024/8/8)

The Commodity Futures Trading Commission today voted to jointly propose and

request public comment on the establishment of technical data reporting standards

with other financial regulatory agencies. The proposal would establish uniform data

standards for the collections of information reported to the CFTC, Office of the

Comptroller of the Currency, Board of Governors of the Federal Reserve System,

Federal Deposit Insurance Corporation, National Credit Union Administration,

Consumer Financial Protection Bureau, Federal Housing Finance Agency, Securities

and Exchange Commission, and the Department of the Treasury. The proposal would
also establish uniform data standards for data collected from these financial regulatory

agencies on behalf of the Financial Stability Oversight Council.

Comments on the proposal are due 60 days following publication in the Federal

Register.

The proposed standards would promote interoperability of financial regulatory

data across the financial regulatory agencies through the adoption of common

identifiers for legal entities, financial instruments, and other data. In addition to

proposing the use of common identifiers, the proposal would also further standardize

the format and transmission of data to financial regulatory agencies.

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