Page 19 - 期货和衍生品行业监管动态（2024年8月刊）

期货和衍生品行业监管动态

3. 美国商品期货交易委员会批准关于允许美国介绍经纪商直接接入经注册的

境外交易场所提交客户订单的最终规则（2024 年 7 月 29 日）

美国商品期货交易委员会（CFTC）宣布批准了对 CFTC 联邦法规第 48 部分

的最终修订规则。根据新规则，在 CFTC 注册的外国交易场所（FBOT）可以向

位于美国并在 CFTC 注册的介绍经纪商（IB）提供直接接入其电子交易和订单匹

配系统的服务，以便将客户订单提交至外国交易场所的交易系统执行成交。新规

则还为外国交易场所建立了申请撤销其注册的程序，并删除了第 48 部分中某些

过时的“现存不行动救济”的规定。该最终规则将在《联邦公报》公布之日起

30 天后生效。

CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to

Registered Foreign Boards of Trade for the Submission of Customer Orders

(2024/7/29)

The Commodity Futures Trading Commission today announced it approved final

rules amending Part 48 of its regulations. The final rules permit a foreign board of

trade (FBOT), registered with the CFTC, to provide direct access to its electronic
trading and order matching system to an introducing broker (IB), located in the United

States and registered with the CFTC, for the submission of customer orders to the

FBOT’s trading system for execution. The final rules also establish a procedure for an

FBOT to request revocation of its registration and remove certain outdated references

to “existing no-action relief” in Part 48. The final rules are effective 30 days from the

date of publication in the Federal Register.

https://www.cftc.gov/PressRoom/PressReleases/8935-24

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