Page 15 - 期货和衍生品行业监管动态（2024年8月刊）
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期货和衍生品行业监管动态
对 CFTC 重新授权立法的建议：
? 解决期货佣金商破产事件中所涉“客户财产”定义的法律不确定性问题。
? 扩大中小农场主教育资源的获取。
? 改善 CFTC 的研究和开发能力。
FIA CEO Testifies at House Agriculture Committee Hearing (2024/7/25)
Walt Lukken, President and CEO of FIA, testified today at a US House
Agriculture Committee subcommittee hearing on reauthorizing the Commodities
Futures Trading Commission (CFTC).
Highlights:
? FIA strongly supports reauthorizing the CFTC.
? Since the last reauthorization of the CFTC in 2008:
? Futures and options markets have grown significantly – total trading
volume on CFTC-regulated exchanges in the US has nearly doubled
from 3.4 billion futures and options contracts in 2008 to 6.6 billion in
2023.
? The markets are safer and more resilient, as demonstrated through the
onset of COVID-19 and the Russian invasion of Ukraine.
? The markets have continued to become more global and innovative.
FIA encourages Congress to:
? Monitor and encourage the CFTC to enact a strong conflicts of interest rule
to address concerns when exchanges and clearinghouses embed an FCM
within their legal structure.
? Monitor the impact of the Basel III endgame and the Federal Reserve’s
proposal to significantly adjust the capital levels required by global
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