Page 41 - 期货和衍生品行业监管动态（2024年7月刊）

期货和衍生品行业监管动态

及欧洲经济区内的跨境投资服务。

下一步

ESMA 将于 2025 年进行下一次有关数据的收集。

ESMA Publishes 2023 Data on Cross-border Investment Activity of Firms

(2024/7/15)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, together with the National Competent Authorities

(NCAs), completed an analysis of the cross-border provision of investment services

during 2023.

The data sets were collected from investment firms across 30 jurisdictions in the

EU/EEA.

The main findings include:

? A total of around 386 firms provided services to retail clients on a
cross-border basis in 2023;

? Approximately 8 million clients in the EU/EEA received investment services

from firms located in other EU/EEA Member States in 2023;

? Cyprus is the primary location for firms providing cross-border investment

services in the EU/EEA, accounting for 20% of the total firms passporting

investment services. Luxembourg and Germany follow with 15% and 14%

of all firms, respectively; and

? Germany, France, Spain, and Italy are the most significant destinations (in

terms of number of retail clients) for investment firms providing

cross-border services in other Member States.

The insights gained from the analysis will allow ESMA and the NCAs to better

understand and monitor cross-border investment services provided by firms in the

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