Page 36 - 期货和衍生品行业监管动态（2024年7月刊）
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期货和衍生品行业监管动态




                   position regarding swap data reporting and recordkeeping regulations in response to a

                   request from ForecastEx LLC, a designated contract market and derivatives clearing

                   organization.


                        The divisions will not recommend the Commission initiate an enforcement

                   action against ForecastEx or its participants for certain swap-related recordkeeping

                   requirements and for failure to report data associated with binary option transactions

                   executed on or subject to the rules of ForecastEx to swap data repositories.


                        The no-action letter applies only in narrow circumstances, and is comparable to

                   no-action letters issued for other similarly-situated designated contract markets and

                   derivatives clearing organizations.


                   https://www.cftc.gov/PressRoom/PressReleases/8933-24





















































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