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期货和衍生品行业监管动态
该决定由 NFA 的商业行为委员会（BCC）根据其控诉状及 50.ai Investments
的和解申请作出。BCC 指控 50.ai Investments 经营的一个商品基金使用误导性宣
传材料和信息，并且未能遵循高标准的商业道德和公平交易原则。控诉还称，50.ai
Investments 未能对公司的运营及其员工进行有效监督。
NFA Orders Princeton, N.J. Commodity Pool Operator 50.ai Investments LLC
Not to Reapply for NFA Membership (2024/4/11)
NFA has ordered 50.ai Investments LLC (50.ai Investments), a former NFA
Member commodity pool operator and forex firm located in Princeton, N.J., not to
reapply for membership or act as a principal of an NFA Member at any time in the
future.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on
a Complaint issued by the BCC and a settlement offer submitted by 50.ai Investments.
In its Complaint, the BCC alleged that 50.ai Investments used misleading promotional
material and communications and failed to uphold high standards of commercial
honor and just and equitable principles of trade in connection with a commodity pool
that the firm operated. The Complaint also alleged that 50.ai Investments failed to
supervise the firm's operations and its employee.
https://www.nfa.futures.org/news/newsRel.asp?ArticleID=5638
10. 美国联邦法院制裁内华达州金属交易商在黄金和白银市场的幌骗交易行为
（2024 年 4 月 11 日）
美国商品期货交易委员会（CFTC）宣布，内华达州拉斯维加斯地区的联邦
法院于 4 月 9 日签发同意令，了结了 CFTC 针对 Daniel Shak 涉嫌在黄金和白银
期货市场从事违反《美国商品交易法》（CEA）和 CFTC 联邦法规的幌骗交易行
为和具有操纵性和欺诈性计划的指控。
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