Page 10 - 期货和衍生品行业监管动态(2024年4月)
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期货和衍生品行业监管动态




                             24. 香港金融管理局与香港证券及期货事务监察委员会就更新场外衍生工具监管

                        制度下的金融服务提供者名单进行年度咨询(2024 年 4 月 19 日)..............................59


                             HKMA and SFC Consult on Annual Updates to Financial Services Providers List

                        Under OTC Derivatives Regulatory Regime(2024/4/19)................................................... 60


                         境内资讯................................................................................................................................ 62

                         ? 国务院 The State Council..............................................................................................62

                             1. 国务院印发《关于加强监管防范风险推动资本市场高质量发展的若干意见》

                        (2024 年 4 月 12 日)...........................................................................................................62



                             The State Council Issues the Opinions on Strengthening Regulation and Preventing

                        Risks to Promote the High-Quality Development of the Capital Market (2024/4/12).........62

                         ? 金融监管机构 Financial Regulatory Authority.......................................................... 64


                             2. 中国证监会印发 2024 年度立法工作计划(2024 年 4 月 12 日)......................64


                             China Securities Regulatory Commission Issues 2024 Legislative Work Plan

                        (2024/4/12)...............................................................................................................................64


                             3. 国家外汇管理局关于印发《资本项目外汇业务指引(2024 年版)》的通知(2024

                        年 4 月 12 日)........................................................................................................................65


                             Notice of State Administration of Foreign Exchange on the Issuance of the

                        Guidelines on Foreign Exchange Business for Capital Projects (2024 Edition) (2024/4/12)65


                             4. 中国证监会关于资本市场服务科技企业高水平发展的十六项措施(2024 年 4

                        月 19 日)................................................................................................................................65


                             Sixteen Initiatives of the China Securities Regulatory Commission on the Capital


                        Market Servicing High-level Development of Technology Enterprises (2024/4/19)....... 65

                         ? 交易所 Exchange............................................................................................................ 66


                             5. 中国金融期货交易所关于增加 10 年期国债期货合约可交割国债的通知(2024

                        年 3 月 25 日)........................................................................................................................66


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