Page 55 - 期货和衍生品行业监管动态（2024年3月）

期货和衍生品行业监管动态

products deliver value for money.

? Contributing to UK competitiveness and growth by improving the

attractiveness and reach of UK wholesale markets, supporting firms to invest,

innovate and expand through our innovation services and continuing to make

it quicker and easier for firms to apply for authorisation.

? Building on the significant progress already made to become a world-class

data-led regulator by automating more of its analytics tools to help it detect

and respond to consumer harms faster and working with firms on the safe

deployment of artificial intelligence.

The planned programme of work builds on the progress made over recent years

to become a more outcomes-based, assertive and data-led regulator.

The introduction of the Consumer Duty marked a major shift by setting higher

and clearer standards of consumer protection and has already led to firms making

changes to savings rates and fees.

The FCA is making better use of data to spot and stop harm faster and is being

tougher on the firms that could cause harm. It removed over 10,000 potentially

misleading adverts in 2023 and sent out 2,243 warnings about unauthorised firms and
individuals. It also more than doubled the number of firm permissions cancelled,

compared to the previous year, for failing to meet its minimum standards.

It has adapted its rules and improved its processes to ensure the UK remains an

attractive place to invest. This includes proposing the most far-reaching package of

reforms to the listing regime for decades to encourage a greater range of companies to

list in the UK and compete on the global stage.

https://www.fca.org.uk/news/press-releases/fca-sets-out-plan-year-ahead

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