Page 28 - 期货和衍生品行业监管动态（2024年3月）

期货和衍生品行业监管动态

The Commodity Futures Trading Commission today announced it commenced a

registration action against Ted Brent Alexander of Jackson, Mississippi. The CFTC

action is based on Alexander’s guilty plea to conspiracy to commit wire fraud in a

federal criminal case.

The CFTC previously suspended Alexander’s registrations as a commodity

trading advisor (CTA) and associated person (AP) based on the federal criminal

indictment charging Alexander with six felony counts of securities and commodities

fraud conspiracy and wire fraud.

Case Background

Alexander has been registered with the CFTC as a CTA and AP since 2008. The

CFTC’s Notice of Intent states that because Alexander’s guilty plea involved a crime

involving one or more of embezzlement, theft, fraud, fraudulent conversion,

misappropriation of funds, securities or property, and/or false pretenses, federal

commodity laws allow Alexander’s registrations to be permanently revoked.

https://www.cftc.gov/PressRoom/PressReleases/8876-24

6. 美国联邦法院判令二元期权公司及其所有者就其欺诈性二元期权骗局支付

超过 2.04 亿美元的罚款（2024 年 3 月 14 日）

美国商品期货交易委员会（CFTC）宣布，美国德克萨斯州西区联邦地区法

院对居住于以色列的 Jonathan Cartu、Leeav Peretz、Nati Peretz 以及塞舌尔公司

Blue Moon Investments Inc.作出终审判决。该判决认定他们应对提供非法的场外

二元期权并实施与之相关的欺诈行为负责，了结了 CFTC 于 2020 年 9 月 2 日对

被告提起的诉讼。

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