Page 52 - 期货和衍生品行业监管动态（2024年12月刊）

期货和衍生品行业监管动态

It brings a closer alignment of the EU definitions and provisions for transparency

and integrity of energy markets with those in the financial markets.

It grants ACER new investigatory and enforcement powers in certain

cross-border cases.

Furthermore, it calls for a reinforced cooperation between energy regulators and

financial regulators, strengthening their ability to detect, prevent, investigate and

enforce the prohibition of market abuse in energy markets.

This year’s ETEF also consolidated the cooperation principles for market abuse

cases which simultaneously fall under REMIT and MAR (i.e. cases involving

wholesale energy products which are also financial instruments). Such cases need

close cooperation to ensure effective enforcement among all national and European

authorities involved.

The growing role of artificial intelligence (AI) in energy and financial markets’

trading was also a major topic of interest, together with the sharing of regulatory

experience in detecting and investigating the most common types of market abuse.

https://www.esma.europa.eu/press-news/esma-news/acer-and-esma-cooperate-better-p

rotect-businesses-and-consumers-abuse-energy

15. 欧盟证券与市场管理局就部分受监管实体的内部控制框架征求意见（2024

年 12 月 19 日）

欧盟证券与市场管理局（ESMA，欧盟证券市场的监管者）启动了关于部分

受监管实体内部控制框架的指南草案的征求意见程序。

这些指南草案基于目前适用于信用评级机构的内部控制指南，并扩展至适用

于基准指数管理机构以及市场透明基础设施（交易报告库、数据报告服务提供商

和证券化报告库）。

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