Page 44 - 期货和衍生品行业监管动态（2024年6月刊）
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期货和衍生品行业监管动态
? 通过关于漂绿风险和监管的进展报告评估漂绿，与欧盟银行业管理局和
欧盟保险和职业养老金管理局协商确定漂绿的定义，识别整个可持续投
资价值链中的重大风险，并概述初步的补救措施。
这些成就反映了 ESMA 在应对不断变化的金融格局，确保有效监管和保护
欧盟投资者方面的承诺。
ESMA in 2023 - Focus on Investor Protection, Risk Monitoring and Supervision
(2024/6/14)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, has published its Annual Report for 2023. It sets out
the key achievements of the authority in the first year of implementing its new 5-year
strategy, delivering on the mission of enhancing investor protection and promoting
stable and orderly financial markets in the European Union (EU).
Verena Ross, Chair of ESMA, said:
“Retail investors are at the core of our strategy through the key role they play in
financial markets. In 2023 we saw for the first time that the average cost of investing
in certain funds had declined year on year, but there are still significant differences
across the Union. We continued our mission to protect investors, including through a
mystery shopping exercise on costs and charges under MiFID and targeted warnings
about the risks of crypto assets.
As geopolitical tensions and macro-economic developments continued to impact
European financial markets in 2023, vigilance and proactive measures by supervisory
authorities remained fundamental. ESMA was again at the forefront of coordinating
the actions and sharing information between national supervisors in the EU, ensuring
common approaches to any crisis responses.
I would like to thank my colleagues in the ESMA Board of Supervisors and
Management Board for their continued support.”
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