Page 50 - 期货和衍生品行业监管动态（2024年4月）

期货和衍生品行业监管动态

为了更好地理解信息使用情况，ESMA 从各成员国监管机构、欧洲中央银行

和欧洲系统性风险委员会收集了关于他们在日常运营中使用数据的详细信息，包

括从市场监控到监督、执法和政策制定的一系列使用例。

该报告呈现了 2023 年对各种数据集实施的数据质量行动的成果，并对具体

示例进行了汇编。这些示例说明参与框架的实施使数据质量得到了显著改善，同

时也强调，数据质量问题在特定领域往往会持续存在。

最后，为了提高外部用户的透明度，并为他们努力提高报告数据的质量提供

支持，该文件还提供了一个新的附件，介绍了四个数据集的数据质量指标的计算

方法和一个用于从授权发布安排（approved publication arrangements, APAs）相关

网站收集透明度数据的网络抓取代码。

New Report Sheds Light on Quality and Use of Regulatory Data Across EU

(2024/4/11)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, is publishing today the fourth edition of its Report

on the Quality and Use of Data aiming to provide transparency on how the data

collected under different regulations is used systematically by authorities in the EU,

and clarifying the actions taken to ensure data quality.

ESMA is bringing new developments in this edition such as connecting the dots

with the overall ESMA Data strategy and technological evolution, including a greater

coverage of datasets and sharing highly demanded information on data quality

indicators.

The report provides details on how National Competent Authorities (NCA’s), the

European Central Bank (ECB), the European Systemic Risk Board (ESRB) and

ESMA use the data that is collected through the year from different legislation

requirements, including datasets from European Market Infrastructure Regulation

(EMIR), Securities Financing Transactions Regulation (SFTR), Markets in Financial

36