Page 51 - 期货和衍生品行业监管动态(2024年4月)
P. 51
期货和衍生品行业监管动态
Instruments Directive (MIFIR), Securitisation Regulation, Alternative Investment
Fund Managers Directive (AIFMD) and Money Market Funds Regulation(MMFR).
To understand better how the information was used, ESMA collected detailed
input from NCAs, ECB and ESRB regarding their use of data in the day-to-day
operations, covering a range of use cases from market monitoring to supervision,
enforcement and policy making.
The report presents the results of the data quality actions undertaken in 2023
across various datasets, compilating specific examples where the implementation of
engagement frameworks leads to measurable improvements of data quality, while
stressing that, in specific areas, data quality issues tend to persist over time.
Finally, to increase transparency with external users and to support them in their
efforts to enhance the quality of the data reported, the document also brings a new
annex presenting the methodology to calculate the data quality indicators on four
datasets; as well as a code to perform web-scrapping from the websites of APAs to
collect transparency data.
https://www.esma.europa.eu/press-news/esma-news/new-report-sheds-light-quality-an
d-use-regulatory-data-across-eu
16. 欧盟证券与市场管理局展示了欧盟监管机构关于《欧盟市场基础设施监管条
例》数据质量改进的监管实践(2024 年 4 月 11 日)
欧盟证券与市场管理局(ESMA,欧盟证券市场的监管者)发布了其 2019
年同行评审监管行动的后续报告。该行动旨在提高在《欧盟市场基础设施监管条
例》(EMIR)下报告的数据质量。
报告显示,该行动的调查结果和建议使监管实践得到了显著改善。
37