Page 51 - 期货和衍生品行业监管动态(2024年4月)
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期货和衍生品行业监管动态




                   Instruments Directive (MIFIR), Securitisation Regulation, Alternative Investment

                   Fund Managers Directive (AIFMD) and Money Market Funds Regulation(MMFR).


                        To understand better how the information was used, ESMA collected detailed

                   input from NCAs, ECB and ESRB regarding their use of data in the day-to-day

                   operations, covering a range of use cases from market monitoring to supervision,

                   enforcement and policy making.


                        The report presents the results of the data quality actions undertaken in 2023

                   across various datasets, compilating specific examples where the implementation of

                   engagement frameworks leads to measurable improvements of data quality, while

                   stressing that, in specific areas, data quality issues tend to persist over time.


                        Finally, to increase transparency with external users and to support them in their

                   efforts to enhance the quality of the data reported, the document also brings a new

                   annex presenting the methodology to calculate the data quality indicators on four

                   datasets; as well as a code to perform web-scrapping from the websites of APAs to

                   collect transparency data.


                   https://www.esma.europa.eu/press-news/esma-news/new-report-sheds-light-quality-an

                   d-use-regulatory-data-across-eu







                   16. 欧盟证券与市场管理局展示了欧盟监管机构关于《欧盟市场基础设施监管条


                   例》数据质量改进的监管实践(2024 年 4 月 11 日)



                        欧盟证券与市场管理局(ESMA,欧盟证券市场的监管者)发布了其 2019

                   年同行评审监管行动的后续报告。该行动旨在提高在《欧盟市场基础设施监管条

                   例》(EMIR)下报告的数据质量。


                        报告显示,该行动的调查结果和建议使监管实践得到了显著改善。






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