Page 59 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

with our updated approach to supervision, it marks the next stage of the Bank

designing a nimble, effective and forward-looking regulatory regime, with more to

come in the near future.”

Fundamental Rules consultation

The Bank’s consultation on Fundamental Rules is the first use of the Bank’s new

power to make legally binding rules for UK CCPs and CSDs. They will also apply to

Bank-regulated UK payments systems and specified service providers.

The rules will provide greater clarity on the Bank’s desired outcomes across

areas such as governance, financial and operational resilience, and consideration of

FMIs’ impacts on the broader financial system. The rules will also reinforce the

Bank’s commitment to international standards of FMI regulation.

By setting out the high-level outcomes the Bank is seeking, these proposals

support the Bank’s new secondary objective to facilitate innovation in FMI services.

They have also been subject to a cost benefit analysis that has been scrutinised by the

independent cost benefit analysis panel that provides advice to the Bank and the PRA.

Approach to Supervision

The supervisory approach document sets out how the Bank will supervise FMIs.

This additional clarity will help effective supervision by ensuring FMIs have a clear

understanding of what the Bank seeks to achieve. The supervisory approach will

continue to evolve and the Bank will periodically update its approach to reflect its

priorities and any new developments.

Next steps

The Bank’s consultation on Fundamental Rules is open until 19 February 2025,

and the Bank intends to engage with stakeholders during this period to gather a range

of views on the proposals. The Bank will also engage with stakeholders in respect of

the supervisory approach document in Q1 2025.

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