Page 58 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

兰银行还将在 2025 年第一季度就监管方法文件与利益相关方展开交流。

The Bank of England Launches Consultation on Fundamental Rules for

Financial Market Infrastructures and Publishes Its Approach to FMI

Supervision (2024/11/19)

The Bank of England (the Bank) is today consulting on proposals to introduce a

set of Fundamental Rules for UK Financial Market Infrastructures (FMIs), which are

essential to the smooth and safe operation of the UK financial system and broader

economy.

The Bank of England (the Bank) is today consulting on proposals to introduce a

set of Fundamental Rules for UK Financial Market Infrastructures (FMIs), which are

essential to the smooth and safe operation of the UK financial system and broader

economy. It has also published an updated approach document to set out how it

supervises these critical firms.

The overarching aim of these publications is to increase transparency by clearly

setting out the Bank’s expectations of FMIs and how it will act as FMI supervisor.

FMIs the Bank supervises are central counterparties (CCPs), central securities

depositories (CSDs), recognised payment systems operators (RPSOs) and specified

service providers (SSPs). Both documents highlight the evolution of the Bank’s

regulatory and supervisory regime across all FMI types. The Fundamental Rules will

increase the effectiveness of the Bank’s supervision of these critical parts of the

financial system, supporting UK financial stability and the UK economy more

broadly.

Sarah Breeden, Deputy Governor for Financial Stability, said:

“The Fundamental Rules are the first use of the Bank's new rulemaking powers

for CCPs and CSDs. Building on the strong foundations we already have, we're using

this opportunity to be clear on what we expect from the firms we supervise. Together

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