Page 62 - 期货和衍生品行业监管动态（2024年4月）

期货和衍生品行业监管动态

5. 数字证券沙盒将支持多种资产类别，包括股票、公司和政府债券、资产

支持证券、集合投资计划中的单位、商业票据和存单等短期货币市场工具，以及

排放许可证。需要在结算系统上结算的衍生品合约和无担保的加密资产（例如比

特币）不在数字证券沙盒的范围内。数字证券沙盒将支持数字化发行的证券以及

现有证券的数字（代币化）表达形式。

6. 数字证券沙盒将向在英国注册的并能够确认在现有法规下阻碍拟开展活

动的监管障碍的企业开放申请。

7. 英格兰银行正在不断开发批发支付。除了作为银行实时全额结算服务的

一部分提供的新综合账户外，作为其实时全额结算未来路线图的一部分，英格兰

银行正在探索使用同步结算接口的可能性，以允许实时全额结算与其他分类账

（例如 DSS 中的数字证券分类账）进行互操作。

The Bank of England and the FCA Issue Joint Consultation and Draft Guidance

on the Digital Securities Sandbox (2024/4/3)

The Bank of England (the Bank) and Financial Conduct Authority (FCA)

(collectively the ‘regulators’) are consulting on their proposed approach to operating

the Digital Securities Sandbox (DSS). The DSS is an initiative run by the regulators

that will help facilitate the adoption of innovative technology in digital assets in the

UK.

The DSS will modify regulations in the UK to enable financial market

participants to use new technology – such as Distributed Ledger Technology (DLT) –

in the trading and settlement of digital securities such as shares and bonds. Successful

applicants to the DSS will be able to provide securities depository and settlement

services and operate a trading venue under those modified regulations. For the first

time, they will be able to provide these services from a single legal entity. The DSS

will be open to a wide range of firms, including new financial markets infrastructure

(FMI) providers, to maximise the opportunities to learn and for the UK financial

system to benefit from private sector innovation and competing business models.

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