Page 9 - 期货和衍生品行业监管动态（2024年3月）
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期货和衍生品行业监管动态
1. 中国证监会新闻发言人就中金所采取纪律处分措施答记者问（2024 年 2 月 28
日）......................................................................................................................................... 50
China Securities Regulatory Commission Spokesperson Responses to the Press’
Inquiries on China Financial Futures Exchange’s Disciplinary Action (2024/2/28)...... 50
2. 中国证监会新闻发言人就私募基金 DMA 业务有关情况答记者问（2024 年 2 月
28 日）.................................................................................................................................... 51
China Securities Regulatory Commission Spokesperson Responses to the Press’
Inquiries on DMA Tradings of Private Equities (2024/2/28).............................................51
3. 国家外汇管理局关于印发《对外金融资产负债及交易统计业务指引（2024 年版）》
的通知（2024 年 3 月 15 日）..............................................................................................52
Circular of the State Administration of Foreign Exchange on the Issuance of the
Operational Guidelines on Statistics on Foreign Financial Assets, Liabilities and
Transactions (2024 Edition) (2024/3/15)...............................................................................53
4. 国家外汇管理局关于印发《对外金融资产负债及交易统计核查规则（2024 年版）》
的通知（2024 年 3 月 15 日）..............................................................................................53
Circular of the State Administration of Foreign Exchange on the issuance of the
Rules for the Statistical Verification of External Financial Assets, Liabilities and
Transactions (2024 Edition) (2024/3/15)...............................................................................53
? 交易所 Exchange..............................................................................................54
5. 中国金融期货交易所对上海维万私募基金管理有限公司及其实控人实施纪律
处分（2024 年 2 月 28 日）..................................................................................................54
China Financial Futures Exchange Takes Disciplinary Action Against Shanghai
Weiwan Private Equity Fund Management Co., Ltd. and Its De Facto Controller
(2024/2/28).............................................................................................................................. 54
6. 大连商品交易所关于 2024 年 2 月异常和违规交易行为查处情况的通告（2024
4
