Page 62 - 期货和衍生品行业监管动态（2024年3月）

期货和衍生品行业监管动态

2015 to deal with situations where a reporting entity is prevented from

submitting certain information identifying the counterparty to the HKTR due

to legal or regulatory barriers in certain jurisdictions. This enables reporting

entities to mask counterparty information when they encounter reporting

barriers in a jurisdiction that is on the SFC’s designated list. In 2019, the SFC

consulted the industry on revising the designated list in view of international

developments and as a housekeeping exercise.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

refNo=24PR53

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