Page 49 - 期货和衍生品行业监管动态（2024年3月）
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期货和衍生品行业监管动态




                   under the Competition Act.


                        Notes to Editors


                        1.  The market study report was conducted using the FCA’s powers under

                            the Enterprise Act 2002.


                        2.  The FCA published its Update Report in August 2023, which set out the

                            proposed reasons for not making a Market Investigation Reference.


                        3.  The Smarter Regulatory Framework (SRF) is the Treasury’s programme of

                            secondary legislation to replace assimilated EU law to deliver financial

                            services tailored to the UK.


                        4.  Both the UK Benchmarks Regulation (BMR) and the UK Credit Ratings

                            Agency Regulation (CRAR) will be reviewed under the SRF to establish

                            which aspects of both regimes will be carried over into the FCA’s handbook.


                   https://www.fca.org.uk/news/press-releases/financial-regulator-finds-wholesale-data-

                   market-can-be-improved







                   14. 关于《金融推广令》的修改（2024 年 3 月 6 日）



                        英国金融行为监管局（FCA）和金融行业根据法律要求在 2024 年 1 月 31 日


                   前完成了对高净值豁免的修改。



                        这些修改是在详细磋商后进行的，财政部特别委员会（Treasury Select


                   Committee）于 2021 年建议政府重新评估《金融推广令》豁免的适当性。



                        FCA 将继续与政府合作，研究如何强化金融营销监管制度，以避免对消费



                   者造成伤害，同时确保成长型企业获得可持续的投资来源。




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