Page 49 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

? 增强透明度，包括市场发布信息的时效性和内容。

? 通过简化制度，降低交易场所和投资公司的合规成本。

? 更高质量的交易后数据，支持英国建立债券市场的综合报价（consolidated

tape）服务。

投研报告的新支付方式

2024 年 7 月，FCA 最终确定了新规则，使机构投资者支付投研报告费用时

更具灵活性。根据行业反馈，FCA 提议将该自由度扩大至集合投资基金，并允

许基金经理在设立特定的安全保障措施的前提下，将研究费用与交易执行费用合

并支付。

FCA Enhances Access to Market Data and Investment Research to Support

Growth (2024/11/5)

The FCA has set out a package of measures to reinforce the UK’s leading

position in the bond, derivatives and asset management sectors, supporting growth.

New transparency rules for bonds and derivatives markets will give investors

more information and reduce costs for firms. And under new proposals, asset

managers for pooled investment funds will be given greater flexibility in how they

pay for investment research, making it easier to buy insight and analysis across

borders.

This is part of the FCA’s ongoing work strengthening wholesale markets, while

ensuring investors have access to the right information to make decisions.

Jon Relleen, director of supervision, policy and competition at the FCA, said:

‘We want UK markets to be efficient and to support economic growth. Putting more

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