Page 42 - 期货和衍生品行业监管动态（2024年11月）
P. 42
期货和衍生品行业监管动态
a Central Counterparty (CCP) authorised to offer services and activities in the
European Union (EU).
ESMA is seeking stakeholder input on several key aspects of the AAR, including
the:
? three operational conditions to ensure that the clearing account is effectively
active and functional, including stress-testing;
? representativeness obligation for the most active counterparties; and
? reporting requirements to assess their compliance with the AAR
Next steps
ESMA will consider the feedback received to this consultation by 27 January
2025 and aims to submit the final draft RTS to the European Commission within 6
months following the entry into force of EMIR 3.
https://www.esma.europa.eu/press-news/esma-news/active-account-requirement-esma
-seeking-first-input-under-emir-3
10. 2024 11 20
为了加强欧盟内部各监管机构之间的信息交流，包括金融行业不同领域之间
的交流，欧盟监管当局（包括欧盟银行业管理局 EBA、欧盟保险和职业养老金
管理局 EIOPA 和欧盟证券与市场管理局 ESMA，上述统称欧盟监管当局 ESAs）
开发了适格评价信息系统（ESAs F&P Information System）。联合指南对该系统
的使用以及数据交换方式进行了详细说明。
联合指南旨在确保欧盟金融监管体系（ESFS）内的监管实践一致且高效，
29
