Page 39 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

供商外，数据报告服务提供商的授权和监管已从各成员国监管机构转移至 ESMA。

豁免监管的数据报告服务提供商的认定标准已在《授权法案》（DA）中进

行规定。根据《授权法案》的要求，ESMA 每年必须重新评估许可发布安排或许

可报告机制的活动对内部市场的相关性。如果连续两年的评估结果显示不再满足

豁免或 ESMA 监管的适用门槛，对适用监管或豁免的更改将在下一年的 6 月 1

日生效。

ESMA to Become Direct Supervisor for Two Additional Data Reporting Services

Providers (2024/10/31)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, published today the annual assessment of the

derogation criteria for data reporting services providers (DRSPs). Two entities

currently supervised at national level will come under ESMA’s direct supervision, as

they do not fulfil the derogation criteria for the second consecutive year.

Based on 2023 data these two entities are Wiener B?rse AG (operating an
Approved Publication Arrangement (APA), domiciled in Austria) and KELER

K?zponti ?rtéktár Zrt (operating an Approved Reporting Mechanism (ARM) and an

APA, domiciled in Hungary). Both entities will be subject to ESMA supervision

from 1 June 2025.

DRSPs (APAs and ARMs) are exempt from ESMA supervision when their

activities are of limited relevance for the internal market. This is measured by the

number of Member States where clients of the DRSP are established and the market

share of the DRSP in terms of number and volume of trades (APAs) and transactions

(ARMs) in the EU. This assessment is conducted yearly and determines whether there

is a change in supervisory responsibility.

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