Page 29 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

Practices for regulators, market players, and Finfluencers to foster a safer, more

transparent environment for retail investors.

Second, Copy Trading - This popular approach, often focused on short-term

strategies in complex and volatile markets such as foreign exchange and crypto-assets,

exposes retail investors to significant risks through automated, high-risk trading

decisions. IOSCO’s Consultation Report provides Good Practices to guide regulators

in strengthening oversight of copy trading platforms, helping protect investors from

potential harm.

Third, Digital Engagement Practices (DEPs) - DEPs, such as gamification and

targeted prompts, make investing more accessible and engaging, particularly for

younger investors. While DEPs can boost financial literacy, they may also encourage

excessive trading, steering investors toward high-risk products. IOSCO’s Consultation

Report calls for a balanced approach, setting Good Practices to ensure DEPs promote

informed and safe trading behaviour.

Derville Rowland, Chair of the Retail Investor Coordination Group tasked with

overseeing this work at IOSCO, added: “The online and cross-border nature of

product offerings exacerbates potential risks to retail investors everywhere. Our New

Roadmap outlines how IOSCO will engage with market participants on appropriate

market conduct online and with social media and internet platforms globally to work

with us to help combat retail fraud and eliminate bad actors. It also illustrates how we

will equip retail investors with the knowledge they need to make informed decisions

and identify potential online threats.”

For the first time, IOSCO will also seek to engage and collaborate with social

media companies, search engines and other internet providers to encourage them to

restrict and monitor harmful content, protecting retail investors on a global scale.

Jean-Paul Servais, Chair of IOSCO’s Board and Chairman of the Belgian

Financial Services & Markets Authority (FSMA), said: “Protecting retail investors

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