Page 24 - 期货和衍生品行业监管动态（2024年11月）

期货和衍生品行业监管动态

architecture for custody, trading, and settlement.

? To promote transparency to foster information symmetry and ensure orderly

and fair trading; and

? To advocate for adequate market conduct and behaviour – to prevent fraud,

market abuse, insider dealing and scams.

Rodrigo Buenaventura, Chair of IOSCO’s Sustainable Finance Task Force (STF)

and Chairman of the Spain CNMV, said: “Financial and market integrity is an

essential component to the sound functioning of carbon markets. Today’s Good

Practices seek to be both practical and effective in fostering transparency, trust and

integrity in voluntary carbon markets.”

The 21 Good Practices address five key principles of traditional financial market

regulation, offering guidance for jurisdictions and market participants in developing

and operating voluntary carbon markets:

? Clear and effective regulatory frameworks that provide legal certainty and

proportional oversight;

? Enhanced transparency in carbon credit creation, trading and use;

? Strong governance standards, risk management frameworks, and policies to

address conflicts of interest within the carbon credit ecosystem;

? Comprehensive market surveillance to detect and prevent fraud, abuse, and

disruptive behaviours, and;

? Open, fair, and accessible trading for all participants, and standardization to

boost market liquidity.

Verena Ross, co-Chair of IOSCO’s STF Carbon Markets Workstream and Chair

of the European Securities and Markets Authority (ESMA), said: “Establishing

financial integrity and transparency within voluntary carbon markets is crucial for

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