Page 9 - 期货和衍生品行业监管动态(2024年8月刊)
P. 9
期货和衍生品行业监管动态
FCA Fines FXTB for Unfair Customer Treatment Practices (2024/8/14)................33
境外资讯——新加坡...............................................................................................................36
17. 新加坡金融管理局关于全球 IT 故障对金融机构影响的问询的书面答复(2024
年 8 月 6 日)..........................................................................................................................36
Written Reply to Parliamentary Question on the Impact of Global IT Outage on
Financial Institutions (2024/8/6)...........................................................................................36
境外资讯——中国香港...........................................................................................................39
18. 香港证监会《季度报告》:香港市场喜见广泛增长,加强合作关系,并取得监
管进展(2024 年 8 月 22 日).............................................................................................. 39
Hong Kong Sees a Quarter of Broad Market Growth, Firmer Ties and Regulatory
Progress: SFC’s Quarterly Report (2024/8/22)...................................................................40
境内资讯...................................................................................................................................42
? 金融监管机构 Financial Regulatory Authority.............................................................42
1. 中国证监会同意鸡蛋、玉米淀粉、生猪期权注册(2024 年 8 月 2 日)...........42
China Securities Regulatory Commission Agrees to Register Egg, Corn Starch and
Live Hog Options (2024/8/2)................................................................................................. 42
2. 中国证监会同意瓶片期货注册(2024 年 8 月 16 日).........................................42
China Securities Regulatory Commission Agrees to Register Bottle Flake Futures
(2024/8/16)...............................................................................................................................42
3. 始终坚持“长牙带刺”,一以贯之严监严管——2024 年上半年中国证监会行政执
法情况综述(2024 年 8 月 16 日)...................................................................................... 43
China Securities Regulatory Commission Releases Enforcement Results for the
First Half of 2024 (2024/8/16)................................................................................................43
4