Page 9 - 期货和衍生品行业监管动态(2024年8月刊)
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期货和衍生品行业监管动态




                            FCA Fines FXTB for Unfair Customer Treatment Practices (2024/8/14)................33


                       境外资讯——新加坡...............................................................................................................36


                            17. 新加坡金融管理局关于全球 IT 故障对金融机构影响的问询的书面答复(2024

                        年 8 月 6 日)..........................................................................................................................36


                            Written Reply to Parliamentary Question on the Impact of Global IT Outage on

                        Financial Institutions (2024/8/6)...........................................................................................36


                       境外资讯——中国香港...........................................................................................................39


                            18. 香港证监会《季度报告》:香港市场喜见广泛增长,加强合作关系,并取得监

                        管进展(2024 年 8 月 22 日).............................................................................................. 39


                            Hong Kong Sees a Quarter of Broad Market Growth, Firmer Ties and Regulatory

                        Progress: SFC’s Quarterly Report (2024/8/22)...................................................................40


                       境内资讯...................................................................................................................................42


                       ? 金融监管机构 Financial Regulatory Authority.............................................................42


                            1. 中国证监会同意鸡蛋、玉米淀粉、生猪期权注册(2024 年 8 月 2 日)...........42



                            China Securities Regulatory Commission Agrees to Register Egg, Corn Starch and

                        Live Hog Options (2024/8/2)................................................................................................. 42


                            2. 中国证监会同意瓶片期货注册(2024 年 8 月 16 日).........................................42


                            China Securities Regulatory Commission Agrees to Register Bottle Flake Futures

                        (2024/8/16)...............................................................................................................................42


                            3. 始终坚持“长牙带刺”,一以贯之严监严管——2024 年上半年中国证监会行政执

                        法情况综述(2024 年 8 月 16 日)...................................................................................... 43


                            China Securities Regulatory Commission Releases Enforcement Results for the

                        First Half of 2024 (2024/8/16)................................................................................................43





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