Page 58 - 期货和衍生品行业监管动态（2024年6月刊）

期货和衍生品行业监管动态

delegation of investment management functions of recognised Hong Kong funds to

overseas asset management companies within the same group. Based on the principle

of reciprocity, the SFC will also relax the relevant restrictions on recognised Mainland

funds accordingly.

Enhancing the MRF scheme is one of the five measures announced earlier by the

CSRC on the Mainland’s capital market cooperation with Hong Kong. “This would

address a longstanding wish of asset managers in Hong Kong for the scheme to be

more flexible and to provide more diversified product choices to Mainland investors

as well as injecting new impetus into the continuous development of the MRF

scheme,” said the SFC’s Chief Executive Officer, Ms Julia Leung.

The SFC will continue to work closely with the CSRC to formulate and

implement the measures. Details and the launch date of the enhancements will be

announced in due course.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

refNo=24PR104

18. 香港证券及期货业务监察委员会禁止夏宝均重新进入业界 12 个月（2024 年

6 月 17 日）

香港证券及期货事务监察委员会（SFC）禁止博领资产管理有限公司（博领

资产）前持牌代表夏宝均（男）重新进入业界，时长 12 个月，由 2024 年 6 月

14 日起至 2025 年 6 月 13 日止。

SFC 经调查后采取上述纪律处分。调查发现，夏在关键时间担任博领资产董

事，并在 2021 年 6 月对两份累计认购期权合约的原始产品资料概要上有关行权

价或到期日的资料进行修改，从而制作了两份虚假文件。他继而将这两份虚假产

品资料概要发送给博领资产的一名客户，从而就他为该客户的帐户买入累计认购

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