Page 7 - 期货和衍生品行业监管动态（2024年11月）
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期货和衍生品行业监管动态
7.
2024 11 21 ............................................................................................21
CFTC’s Global Markets Advisory Committee Advances Recommendation on
Tokenized Non-Cash Collateral (2024/11/21).....................................................................23
境外资讯——欧盟.................................................................................................................. 25
8. 2024 10 31
......................................................................................................................................... 25
ESMA to Become Direct Supervisor for Two Additional Data Reporting Services
Providers (2024/10/31)...........................................................................................................26
9. -
2024 11 20 ........................................................................................27
Active Account Requirement - ESMA is Seeking First Input Under EMIR 3
(2024/11/20)............................................................................................................................ 28
10. 2024 11 20
......................................................................................................................................... 29
The European Supervisory Authorities (EBA, EIOPA, ESMA – ESAs) Publish
Joint Guidelines on the System for the Exchange of Information Relevant to Fit and
Proper Assessments (2024/11/20).........................................................................................30
11. 2024
11 22 .......................................................................................................................... 31
ESMA Responds to the European Commission Consultation on Non-Bank
Financial Intermediation (NBFI)（2024/11/22）.............................................................. 33
境外资讯——英国.................................................................................................................. 35
12.
2024 11 5 ..............................................................................................35
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